31386 paragraphs found
The nature, timing and extent of remedial actions may depend on a variety of other factors, including: The root cause(s). The severity and pervasiveness of the identified deficiency and therefore the urgency with which it needs to be addressed. The …
In some circumstances, the remedial action may include establishing additional quality objectives, or quality risks or responses may be added or modified, because it is determined that they are not …
In circumstances when the firm determines that the root cause of an identified deficiency relates to a resource provided by a service provider, the firm may also: Consider whether to continue using the resource provided by the service provider. …
In circumstances when procedures were omitted or the report issued is inappropriate, the action taken by the firm may include: Consulting with appropriate individuals regarding the appropriate action. Discussing the matter with management of the entity or …
Ongoing Communication Related to the Monitoring and Remediation (Ref: Para. 46) …
The information communicated about the monitoring and remediation to the individual(s) assigned ultimate responsibility and accountability for the system of quality management may be communicated on an ongoing basis or periodically. The individual(s) may …
In some circumstances, the firm may belong to a network. Networks may establish requirements regarding the firm’s system of quality management or may make services or resources available that the firm may choose to implement or use in the design, …