31386 paragraphs found
In some circumstances, in adapting or supplementing the network requirements or network services, the firm may identify possible improvements to the network requirements or network services and may communicate these improvements to the …
Monitoring Activities Undertaken by the Network on the Firm’s System of Quality Management (Ref: Para. 50(c)) …
The results of the network’s monitoring activities of the firm’s system of quality management may include information such as: A description of the monitoring activities, including their nature, timing and extent; Findings, identified deficiencies, and …
Monitoring Activities Undertaken by the Network Across the Network Firms (Ref: Para. 51(b)) …
The information from the network about the overall results of the network’s monitoring activities undertaken across the network firms’ systems of quality management may be an aggregation or summary of the information described in paragraph A181 , …
In some circumstances, the firm may obtain information from the network about deficiencies identified in a network firm’s system of quality management that affects the firm. The network may also gather information from network firms regarding the results …
In circumstances when the network does not provide the information about the overall results of the network’s monitoring activities across the network firms, the firm may take further actions, such as: Discussing the matter with the network; and …
Deficiencies in Network Requirements or Network Services Identified by the Firm (Ref: Para. 52) …
As network requirements or network services used by the firm form part of the firm’s system of quality management, they are also subject to the requirements of this ASQM regarding monitoring and remediation. The network requirements or network services …
In designing and implementing the remedial actions to address the effect of the identified deficiency in the network requirements or network services, the firm may: Understand the planned remedial actions by the network, including whether the firm has any …