Appendices

Roles and Responsibilities - Direct and Attestation Compliance Engagements

Appendix 1

 

Download Roles and Responsibilities in a Direct and Attestation Compliance Engagement Diagram.

 

 

Terminology Table - ASAE 3000 and ASAE 3100

Appendix 2

 

Download Terminology Table for ASAE 3000 and ASAE 3100.

 

Examples - Nature of Assurance Engagements on Compliance

Appendix 3

 

Download Example Scopes of Assurance Engagements on Compliance.

 

Standards Applicable to Example Engagements on Compliance

Appendix 4

 

Download Application of AUASB Standards to Compliance Engagements Table.

 

Example Engagement Letters

Appendix 5

 

Download Example Engagement Letters.

 

Example Assurance Reports on Compliance

Appendix 6

 

Download Example Assurance Reports on Compliance.

 

Example Modified Assurance Reports on Compliance

Appendix 7

 

Download Example Modified Assurance Reports on Compliance.